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Compliance Officer and Internal Auditor Job Security Risk

April 3, 2012

I am in the process of observing an interesting online network discussion about compliance officer lack of job security, and having to evaluate the risk of losing his or her job, or pressing on for adoption of what he or she believes is the legal or ethical and correct action, or walking away from the job.  Over the years I have also seen this discussion arise from time to time on internal auditor networks.  What’s the solution?  Well . . . there are options.  The compliance officer or internal auditor might be correct, or not.  Board oversight and/or outside auditor review are possible solutions.

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